TWIO ETF

Overview

Investment Strategy

The investment strategy of TWIO is based on creating a mix of income-producing securities that we believe, over market cycles, will exhibit a degree of stability while producing a steady stream of distributable income. The Fund seeks to achieve this through a mix of income producing common stocks, preferred stocks, investment grade securities, and securities that are rated below investment grade. The total number of portfolio holdings is targeted at 50, but that number could vary depending on availability.

Objective:

The Trajan Wealth Income Opportunities ETF (the “Fund”) seeks to provide current income, conservation of principal and the opportunity for limited capital appreciation.

Prices As of 12/20/2024
Current NAVPrevious NAVDifference
9.19.080.02
Fund Market Data as of 12/20/2024
Last ClosePremium/Discount(%)30 Day Median Bid/Ask SpreadNumber of HoldingsShares OutstandingTotal Net Assets
9.07-0.521.18%533,480,00031,675,761.67
VIEW Dividend History

Performance

Average Annual Total Return as of Quarter Ending 09/30/2024
 One YearThree YearFive YearInception
NAV7.97%0.39%N/A2.3%
*The Fund inception was 03/31/2021

Total Annual Fund Operating Expenses  = 1.17%. 

The performance information quoted represents past performance, which is not a guarantee of future results. Investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Current performance may be lower or higher than the performance data quoted. An investor may obtain performance data current to the most recent month-end by calling 1-800-773-3863. Total return measures net investment income and capital gain or loss from portfolio investments. All performance shown assumes reinvestment of dividends and capital gains distributions.

NAV Performance

Daily as of 12/20/2024
One MonthTwo MonthsThree MonthsYTDOne YearInception
-1.58%-2.77%-2.47%7.46%7.97%1.44%
Month Ending as of 11/30/2024
One MonthTwo MonthsThree MonthsYTDOne YearInception
2.21%0.62%2.28%11.02%13.75%2.37%
Quarter Ending as of 09/30/2024
One MonthTwo MonthsThree MonthsYTDOne YearInception
1.65%3.98%6.47%10.33%16.42%2.3%

Market Value Performance​

Market performance is determined using the bid/ask midpoint at the close of the NYSE when the NAV is typically calculated.
Daily as of 12/20/2024
One MonthTwo MonthsThree MonthsYTDOne YearInception
-2.21%-3.21%-3.08%6.46%6.45%1.3%
Month Ending as of 11/30/2024
One MonthTwo MonthsThree MonthsYTDOne YearInception
1.96%0.43%2.37%10.28%15.84%2.3%
Quarter Ending as of 09/30/2024
One MonthTwo MonthsThree MonthsYTDOne YearInception
1.63%4.43%6.54%10.05%16.98%2.35%
Period Covered 04/01/2021 through 12/20/2024
Premium/Discount RangeDays at Premium or NAVDays at Discount
Year of 2024108138
Quarter 4 of 20231053
Quarter 3 of 20232835
Quarter 2 of 20233230
Quarter 1 of 20235012
Year of 2023120130
Year of 202218665
Year of 202117214

Details

Fund Details
TickerTWIO
CUSIP84858T509
ExchangeNYSE Arca
Inception Date03/31/2021

Expenses

Annual Fund Operating Expenses
(Ongoing expenses that you pay each year as a percentage of the value of your investment)
Management Fees0.55%
Other Expenses0.62%
Total Annual Fund Operating Expenses1.17%
Fee Waiver and/or Expense Limitation10.32%
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement0.85%
1.Trajan Wealth, LLC (the "Sub-Advisor") has entered into an expense limitation agreement with the Fund under which it has agreed to waive or reduce its management fee and to assume other expenses of the Fund, if necessary, in an amount that limits the Fund's Total Annual Fund Operating Expenses to not more than 0.85% of the average daily net assets of the Fund, (exclusive of (i) any front-end or contingent deferred loads; (ii) brokerage fees and commissions, (iii) acquired fund fees and expenses; (iv) fees and expenses associated with investments in other collective investment vehicles or derivative instruments (including for example option and swap fees and expenses); (v) borrowing costs (such as interest and dividend expense on securities sold short); (vi) taxes; and (vii) extraordinary expenses, such as litigation expenses (which may include indemnification of Fund officers and Trustees and contractual indemnification of Fund service providers (other than the Advisor or Sub-Advisor)). This contractual arrangement is in effect through January 31, 2025, unless earlier terminated by the Board of Trustees for any reason at any time. These fee waivers and expense reimbursements are subject to possible recoupment from the Fund in future years (within the three years from the date the fees had been waived or reimbursed), if such recoupment can be achieved within the lesser of the foregoing expense limit or those in place at the time of recoupment.
Top 10 Holdings As of 12/20/2024
TickerCUSIPDescriptionQuantity% Net Assets
CashCashCash / Cash Equivalents2,783,8818.81%
MTVD 68561980AAD5MOTIVA ENTERPRISES988,8003.36%
3132DWHU3132DWHU03132DWHU01,015,7463.23%
91282CJT91282CJT9T 4 01/15/27988,8003.16%
FCX 535671DBC8Freeport McMoran988,8002.94%
3140XLXD3140XLXD5Fannie Mae933,2472.86%
IBM459200101INTERNATIONAL BUSINESS MACHINES ORD.3,9922.81%
3133BYCW3133BYCW73133BYCW7888,7942.79%
BY 5118230AM3Buckeye Partners988,8002.7%
C172967424CITIGROUP ORD11,1462.43%
VIEW ALL HOLDINGS

Documents

Summary Prospectus
Prospectus
SAI
Annual Report
Semi-Annual Report
Annual Financials
Semi-Annual Financials
Proxy Voting Results
Supplement dated December 13, 2024

Shares may be purchased and or sold through the NYSE Arca.

For questions regarding investment into TWIO please reach out to shareholder services:

Nottingham Shareholder Services LLC

(Transfer Agent)

1-800-773-3863

Serial Number RCTWO0924001

Important Risk Information

An investor should consider the investment objectives, risks, and charges, and expenses of the Fund before investing. The prospectus contains this and other information about the Fund. A copy of the prospectus is available at https://trajanwealthetf.com/ or by calling Shareholder Services at 800-773-3863. The prospectus should be read carefully before investing. Current and future holdings are subject to change and risk. 

Investments in the Fund are subject to investment risks, including the possible loss of some or the entire principal amount invested. There can be no assurance that the Fund will be successful in meeting its investment objective.

Investment in the Fund is also subject to the following risks:

  • Preferred Securities Risk: Preferred securities may be subject to redemption, including at the issuer’s call, and the Fund may not be able to reinvest the proceeds at comparable or favorable rates of return. These securities are generally subordinated to bonds and other debt securities in an issuer’s capital structure in terms of priority for corporate income and liquidation payments. These securities may trade less frequently and in a more limited volume and may be subject to more abrupt or erratic price movements than other securities.
  • Financial Companies Risk: Financial companies, insurance companies and financial services companies, are especially subject to the adverse effects of economic recession, currency exchange rates, extensive government regulation, decreases in the availability of capital, volatile interest rates, portfolio concentrations in geographic markets, industries or products (such as commercial and residential real estate loans), competition from new entrants and blurred distinctions in their fields of business.
  • Energy Companies Risk: Issuers in energy-related industries can be significantly affected by fluctuations in energy prices and supply and demand of energy fuels. Markets for various energy-related commodities can have significant volatility and are subject to control or manipulation by large producers or purchasers. Companies in the energy sector may need to make substantial expenditures, and to incur significant amounts of debt, in order to maintain or expand their reservices.

While the shares of the Fund are tradeable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress. ETFs trade like stocks, are subject to investment risks, fluctuate in market value and may trade at prices above or below the ETFs net asset value. Brokerage commissions and ETF expenses will reduce returns.

More information about these risks can be found in the Fund’s prospectus.

The Trajan Wealth Income Opportunities ETF is distributed by Capital Investment Group, Inc., Member FINRA/SIPC, 100 E. Six Forks Road, Suite 200, Raleigh, North Carolina 27609. There is no affiliation between Trajan Wealth, LLC, including their principals, and Capital Investment Group, Inc.
Member of Broker Check by FINRA

*Advisory services offered through Trajan Wealth L.L.C., an SEC Registered Investment Advisor. Fiduciary advisor not dually licensed as a securities broker and not able to sell securities for a commission.

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