About Us

Trajan Wealth is an independent registered investment advisory firm devoted to helping individuals maintain and grow their financial portfolios. 

For more information about Trajan Wealth
please visit TrajanWealth.com

TrajanWealth.com

About the Founder And CEO

Jeff Junior

Jeff Junior has spent over two decades in the financial services profession helping individuals and couples in or nearing retirement better understand and prepare for the challenges associated with the ever-changing financial landscape.

Jeff grew up in a small town in northern Wisconsin. His father owned a 10-lane bowling alley and his mother was a nurse. They instilled a strong pursuit of doing things correctly, working hard, and a passion for caring for others. Jeff proudly served in the United States Marine Corps.

He obtained his degree in 1997 from Campbell University in Buies Creek, NC, and immediately entered the financial services and insurance sector. Jeff has served corporations large and small in roles such as financial advisor, vice president, senior partner, and now CEO of Trajan Wealth.

About the Portfolio ManagerS

Udayan Mitra, CFA

Udayan Mitra, CFA, comes to Trajan Wealth with over two decades of experience in the investment management industry. He has held positions as a proprietary trader, senior portfolio manager, Investment Director, and CIO across institutional investment management firms, pension funds, and several large, institutional-class family offices.  His specialties include equity and fixed income analysis, derivative markets, alternative investments, asset allocation, and macro-level investment decision making.

Udayan has managed investment portfolios on an absolute basis in an attempt to generate uncorrelated excess returns. Udayan also has developed innovative asset allocation frameworks that seek to optimize risk-adjusted returns, as well as derivative overlay strategies to mitigate unanticipated downside risk.

Udayan earned a Bachelor of Science degree in Economics from the London School of Economics and an MBA in Finance from Rice University. He is also a CFA charter holder. A keen student of the financial markets and a firm believer in long-term investing, Udayan enjoys immersing himself in Bloomberg, researching ongoing developments across the global capital markets. He also enjoys presenting at industry conferences. On the lighter side of life, Udayan is an ardent soccer aficionado and enjoys fine wine, music, and international travel.

About the Portfolio ManagerS

David Busch, CFA

David Busch, CFA, comes to Trajan Wealth with over two decades of experience in the investment management industry. He has held positions as a Senior Fixed Income Portfolio Manager, Fixed Income Portfolio Director, and Head of Corporate Investments. His specialties include equity and fixed-income analysis, derivative markets, alternative investments, security selection, and macro-level investment decision-making. David has managed investment portfolios primarily for institutions, including multi-billion-dollar fixed-income portfolios, equities, alternative investments, and derivatives.

David earned a BA in Accounting from New Mexico Highlands University. He is also a CFA charter holder. David enjoys analyzing capital markets, researching relative value opportunities, and developing investment strategies. When not immersed in the financial markets, David enjoys spending time with his family, volunteering in the community, and is an avid football fan.

“OVER COMMIT TO SOLVE OTHER PEOPLES PROBLEMS. REGARDLESS OF OUR TITLE, IT'S ALL ABOUT HELPING YOUR FELLOW EMPLOYEE, CLIENT OR PROSPECT. ”

 – Jeff Junior, Trajan Wealth CEO

Serial Number RCTWO0924001

Important Risk Information

An investor should consider the investment objectives, risks, and charges, and expenses of the Fund before investing. The prospectus contains this and other information about the Fund. A copy of the prospectus is available at https://trajanwealthetf.com/ or by calling Shareholder Services at 800-773-3863. The prospectus should be read carefully before investing. Current and future holdings are subject to change and risk. 

Investments in the Fund are subject to investment risks, including the possible loss of some or the entire principal amount invested. There can be no assurance that the Fund will be successful in meeting its investment objective.

Investment in the Fund is also subject to the following risks:

  • Preferred Securities Risk: Preferred securities may be subject to redemption, including at the issuer’s call, and the Fund may not be able to reinvest the proceeds at comparable or favorable rates of return. These securities are generally subordinated to bonds and other debt securities in an issuer’s capital structure in terms of priority for corporate income and liquidation payments. These securities may trade less frequently and in a more limited volume and may be subject to more abrupt or erratic price movements than other securities.
  • Financial Companies Risk: Financial companies, insurance companies and financial services companies, are especially subject to the adverse effects of economic recession, currency exchange rates, extensive government regulation, decreases in the availability of capital, volatile interest rates, portfolio concentrations in geographic markets, industries or products (such as commercial and residential real estate loans), competition from new entrants and blurred distinctions in their fields of business.
  • Energy Companies Risk: Issuers in energy-related industries can be significantly affected by fluctuations in energy prices and supply and demand of energy fuels. Markets for various energy-related commodities can have significant volatility and are subject to control or manipulation by large producers or purchasers. Companies in the energy sector may need to make substantial expenditures, and to incur significant amounts of debt, in order to maintain or expand their reservices.

While the shares of the Fund are tradeable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress. ETFs trade like stocks, are subject to investment risks, fluctuate in market value and may trade at prices above or below the ETFs net asset value. Brokerage commissions and ETF expenses will reduce returns.

More information about these risks can be found in the Fund’s prospectus.

The Trajan Wealth Income Opportunities ETF is distributed by Capital Investment Group, Inc., Member FINRA/SIPC, 100 E. Six Forks Road, Suite 200, Raleigh, North Carolina 27609. There is no affiliation between Trajan Wealth, LLC, including their principals, and Capital Investment Group, Inc.
Member of Broker Check by FINRA

*Advisory services offered through Trajan Wealth L.L.C., an SEC Registered Investment Advisor. Fiduciary advisor not dually licensed as a securities broker and not able to sell securities for a commission.

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