TRAJAN WEALTH ETF

Privacy & Cookie Policy

Introduction

Trajan Wealth is registered with the U.S. Securities and Exchange Commission (the “SEC”) as an investment advisor, and is required to comply with SEC Regulation S-P (“Reg. S-P”), as well as the U.S. Gramm-Leach-Bliley Act of 1999 (the “GLB Act”). Reg. S-P and the GLB Act require Trajan Wealth to have policies and procedures in place to protect the security and confidentiality of the non-public personal information of consumers and customers, and to provide a privacy notice to such persons describing our privacy policies and procedures.

Information We Collect

Trajan Wealth may collect the following information on this site:

  • Our websites use cookies to collect technical information, such as IP address, browser used to view the website, operating system, location, the site directing to our site, the number of page views, etc. Please see our Cookie Policy below.

How We Use the Information

Trajan Wealth may use the information for the following reasons:

  • Internal record keeping.
  • To improve products and services.
  • As otherwise permitted by law.

Trajan Wealth may disclose information externally as permitted or required by law (such as to service providers or regulatory agencies), or where individuals have provided permission. We will never sell personal information to third parties for marketing.

Security

We take many precautions to ensure that the information we collect is secure and inaccessible by anyone outside of our organization. These precautions include access controls to limit access to that information to only internal personnel who require access to that information. We also use security technologies to protect all data stored on our servers and related systems.

In addition, information is secured through modern security technologies like secure socket layer (SSL), encryption, firewalls, and secure passwords.

Due to the nature of the internet and internet technologies, privacy risks cannot be eliminated completely. Trajan Wealth cannot guarantee that information will not be disclosed in ways not otherwise described in this privacy policy.

Cookie Policy

Trajan Wealth’s sites use cookies, pixels, and other tracking technologies for various purposes, such as monitoring our marketing campaign performance. Trajan Wealth also uses third-party analytics services (like Google Analytics) to gather this information for analysis.

A cookie is a small file that a website transfers to your computer to allow your browser to remember information about your session on that website.  They are typically one-pixel, transparent images located on a webpage or in an email —or similar technologies may be used. They may also be used when you are served advertisements, or you otherwise interact with advertisements outside of our online services. These are principally used to help recognize users, assess traffic patterns and measure site or campaign engagement.

Trajan Wealth’s ETF site temporarily stores certain information about your visit to help us to better align our website’s performance with your needs. The information these cookies collect includes, but is not limited to:

  • The domain you access our website from
  • Your computer’s IP address
  • The date and time you accessed the site
  • The operating system of your computer
  • The browser you’re using to access our site
  • The Universal Resource Locators (URLs) of the pages you visit on our website
  • The URL of the site you came from, if you clicked a link there that brought you to our website

We may share this information internally or third-party contractors as needed. This information is only used to improve the website and enhance our visitors’ experience.

NOTE: If you do not wish to have cookies stored on your computer, you have the option to turn cookies off in your browser. However, keep in mind that turning off cookies may impact how this website functions. Disabling browser cookies will also impact how other websites you visit store browser cookies as well. See below.

How To Manage Cookies

As explained above, cookies help you to get the most out of the websites that make use of this technology. Disabling cookies may affect the functionality of many of the websites you visit. If you do disable cookies, performance and functionality will be affected. If you wish to delete, disable, or re-enable cookies, you may do so through your browser as follows:

Changes To Our Privacy Policy

We may update our Privacy Policy from time to time. Thus, we advise you to review this page periodically for any changes. 

Serial Number RCTWO0924001

Important Risk Information

An investor should consider the investment objectives, risks, and charges, and expenses of the Fund before investing. The prospectus contains this and other information about the Fund. A copy of the prospectus is available at https://trajanwealthetf.com/ or by calling Shareholder Services at 800-773-3863. The prospectus should be read carefully before investing. Current and future holdings are subject to change and risk. 

Investments in the Fund are subject to investment risks, including the possible loss of some or the entire principal amount invested. There can be no assurance that the Fund will be successful in meeting its investment objective.

Investment in the Fund is also subject to the following risks:

  • Preferred Securities Risk: Preferred securities may be subject to redemption, including at the issuer’s call, and the Fund may not be able to reinvest the proceeds at comparable or favorable rates of return. These securities are generally subordinated to bonds and other debt securities in an issuer’s capital structure in terms of priority for corporate income and liquidation payments. These securities may trade less frequently and in a more limited volume and may be subject to more abrupt or erratic price movements than other securities.
  • Financial Companies Risk: Financial companies, insurance companies and financial services companies, are especially subject to the adverse effects of economic recession, currency exchange rates, extensive government regulation, decreases in the availability of capital, volatile interest rates, portfolio concentrations in geographic markets, industries or products (such as commercial and residential real estate loans), competition from new entrants and blurred distinctions in their fields of business.
  • Energy Companies Risk: Issuers in energy-related industries can be significantly affected by fluctuations in energy prices and supply and demand of energy fuels. Markets for various energy-related commodities can have significant volatility and are subject to control or manipulation by large producers or purchasers. Companies in the energy sector may need to make substantial expenditures, and to incur significant amounts of debt, in order to maintain or expand their reservices.

While the shares of the Fund are tradeable on secondary markets, they may not readily trade in all market conditions and may trade at significant discounts in periods of market stress. ETFs trade like stocks, are subject to investment risks, fluctuate in market value and may trade at prices above or below the ETFs net asset value. Brokerage commissions and ETF expenses will reduce returns.

More information about these risks can be found in the Fund’s prospectus.

The Trajan Wealth Income Opportunities ETF is distributed by Capital Investment Group, Inc., Member FINRA/SIPC, 100 E. Six Forks Road, Suite 200, Raleigh, North Carolina 27609. There is no affiliation between Trajan Wealth, LLC, including their principals, and Capital Investment Group, Inc.
Member of Broker Check by FINRA

*Advisory services offered through Trajan Wealth L.L.C., an SEC Registered Investment Advisor. Fiduciary advisor not dually licensed as a securities broker and not able to sell securities for a commission.

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